Windy Financial LLC
Other TechnologyCrypto-asset Market Making & Investment
Dover, DE
About
Windy Financial LLC is a private investment entity based in Chicago, Illinois, that has operated as a crypto-asset market maker and a private investment fund. The firm gained notice through an SEC enforcement action for its role in providing liquidity on the Beaxy crypto trading platform, where it was alleged to have acted as an unregistered dealer. Currently, it appears to be focused on raising capital through private securities offerings.
Company Values
The company's primary distinction comes from its specific regulatory history with the SEC and its dual business model, combining specialized market-making services for thinly traded assets with a private investment fund structure.