Windy Financial LLC provided market making services for specific crypto-asset securities, most notably the BXY token on the Beaxy exchange and the DRGN token. As part of a group of firms referred to as the “Braverock Entities,” it entered into agreements to provide two-sided liquidity by continuously offering to buy and sell tokens at quoted prices, thereby improving order book depth and reducing price volatility for end traders.

• ·Provision of two-sided bid/ask quotes for specific crypto assets
• ·Direct market-making agreements with crypto exchanges and token issuers
• ·Generation of revenue through trading spreads and transaction-based compensation